Brian Carroll

Senior Vice President

Brian Carroll has served as our Senior Vice President since April 2024 and has served as Chief Financial Officer and Financial and Operations Principal of Bethesda Securities, LLC, our wholly-owned broker dealer subsidiary, since September 2015.

Mr. Carroll was previously Senior Vice President, Finance and Head of Operations at CRT Capital Group, LLC, where he was responsible for operations, liquidity management, accounting, and strategic initiatives. Prior to joining CRT in 2010, Mr. Carroll was Vice President, Operations at RBS Securities Inc. (formerly Greenwich Capital Markets Inc.).

Mr. Carroll received his M.B.A. in Financial Management from Iona College and a B.S. in Finance from Siena College. He holds the Series 7, 27, 24, 63 and 99 registrations.